MEET YOUR TEAM

UNPARALLED EXPERIENCE AND SUPPORT

100+ Years of Combined Experience and Know-How to Offer You Complete Support

Meet the people with one goal: to provide you with impeccable support and assistance to help grow your business.

Scott Breault, Chief Compliance Officer

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George Gopiao

  • Over 30 years of experience in the securities and investments industry, including sales, management, and compliance supervision
  • Supervise Registered Representatives/Financial Advisors to ensure compliance with industry and firm policies and regulations
  • Monitor updates and maintain a high standard of adherence to industry innovation
  • George enjoys spending time with his family, traveling, fitness, golf, and riding motorcycles

Julie Fine, Case Design Manager

  • Over 25 years in financial and advisor services
  • Leads advisor case design and analysis team
  • Product discovery, recommendation, and sales advice
  • Julie enjoys traveling with her daughter, quilting and cats

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